Compliance Officer
Full time - Central, Hong Kong
Posted on 15 January 2025
Core responsibilities
Conduct AML/KYC assessment, assist in daily AML monitoring and perform annual KYC review of the clients and name screening of employee onboard;
Review internal/external communication & marketing materials;
Support fund account opening from compliance perspective;
Prepare regulatory reports and filings. Assist internal and regulatory audits and investigations, support filing to regulatory authorities in respect of all compliance related matters in Hong Kong and Cayman Islands etc;
Monitor ongoing regulatory changes to businesses and establish and implement policy change;
Other compliance related work such as prepare training materials to supervisor; ad-hoc administrative work of the department
Qualifications required
University degree in Finance, Accounting or Law degree preferred;
At least 2 years of compliance related experiences in FIs;
Knowledgeable of asset management regulations and operational procedures;
Familiar with Namescan;
Good command of written and spoken English and Chinese;
Strong analytical skills with multi-tasking ability
Employer questions
Your application will include the following questions:
Which of the following statements best describes your right to work in Hong Kong?
What's your expected monthly basic salary?
How to apply
Email us at info@kaisuntrust.com